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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-22 |
| AR | RA | APPROVED | 2013-02-13 |
Branch Locations
12921 Cantrell Road Suite 400, Little Rock, AR 72223 • United States
Roland, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Little Rock | AR | 02/2013 | Present |
(1) Burns Park Baseball Association Address: 4098 Joe Poch Drive,North Little Rock, AR Nature of the Business: Board Member/Officer/Director Position/Title: Officer - Secretary Investment Related:No Start Date: 04/06/2016 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: Foster communication and diligence among board members and keep records and minutes for meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-05 |
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