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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

329 Gellert Blvd, Daly City, CA 94015 • United States

Burlingame, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Daly City CA 09/2015 02/2026
U.S. Bancorp Advisors, Llc Daly City CA 02/2026 Present
Previous Registrations
  • 2015-09-09 → 2026-02-13
    San Francisco, CA
    San Francisco, CA
    Walnut Creek, CA
    Daly City, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Burlingame, CA
  • 2006-01-06 → 2015-09-23
    Seattle, WA
    Cupertino, CA
    San Francisco, CA
    Palo Alto, CA
    Ithaca, NY
    San Francisco, CA
  • 2001-03-14 → 2005-09-14
    Morgan Stanley Dw Inc.
    San Francisc, CA
Other Businesses

Burlingame Youth Baseball Association (BYBA); Non Investment-related; Burlingame, CA; youth baseball; Board Member and President; 9/17/2018; 10 hours/month; 0 hours/trading; attend monthly Board meetings, vote on league issues, organize baseball tournaments, scheduling games, organizing teams.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-02
  • S66 Uniform Combined State Law Examination
    2000-11-02

View on SEC IAPD

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