Best Investors Account Sign in
Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-05-15
  • OH RA
    APPROVED
    Since 2024-05-15

Branch Locations

6745 Longshore St Suite 220, Dublin, OH 43017 • United States

Columbus, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbus OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Columbus OH 11/2016 05/2024
Raymond James & Associates, Inc Dublin OH 05/2024 Present
Previous Registrations
  • 2006-09-12 → 2024-05-14
    Columbus, OH
    Columbus, OH
    Dublin, OH
  • 2005-01-24 → 2006-08-03
    Keybanc Capital Markets Inc.
    Dublin, OH
    Dublin, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-21
  • S66 Uniform Combined State Law Examination
    2005-01-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dublin, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor