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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-09 |
| MO | RA | APPROVED | 2014-05-05 |
| KS | RA | APPROVED | 2014-05-02 |
Branch Locations
5015 Nw Canal St Ste 130, Riverside, MO 64150-7201 • United States
Overland Park, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kansas City | MO | 05/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Kansas City | MO | 03/2020 | Present |
Board of Directors; St. Mark's United Methodist Church PDO; Board Member; 6422 Santa Fe Dr, , Overland Park, KS, 66202; Not Investment-Related; 03/10/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Shawnee Mission School District Finance and Facilities Committee; Committee Member; 8200 W 71st St, , Shawnee Mission, KS, 66204; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Johnson County Library; Chair; 9875 W 87th St, , Overland Park, KS, 66212; Not Investment-Related; 05/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; St. Mark's United Methodist Church; Treasurer; 6422 Santa Fe Drive, , Overland Park, KS, 66202; Investment-Related; 01/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-08 |
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