Lance Alan Zimmerman

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 01/2017
  Community First National Bank
  Overland Park, KS
• 02/2017 → 03/2017
  Lpl Financial, Llc
  Fairway, KS
• 03/2017 → Present
  M Holdings Securities
  Portland, OR
• 01/2017 → Present
  Mcinnes Group Inc.
  Fairway, KS

Other Businesses

1) McInnes Group Inc.; 3500 West 75th Street, Suite 200, Prairie Village, KS 66208; 01/2017; Director of Retirement Plan Services; Solicit clients and help them manage 401(k) plan portfolios; Investment Related; 160 hours/month; 160 hours/month during business hours; Commissions, Expense Reimbursement, Referrals or Referral Fees. 2) Z3 Tea Company; 04/20/2023; Owner/Investor; Retail store to sell Ice Tea, Coffee, Food and retail goods; Not Investment Related; 30 hours/month; 20 hours/month during business hours; Ownership, Profits. 3) Z2 Holdings Corp. ; 11400 North View Drive, Aledo TX 76008; Beverage store; Not investment Related; President; Running the business with the help of my partner and general manager; 4/2/2024; 40 hours per month; 10 per month hours during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-22
• S63 Uniform Securities Agent State Law Examination
  2005-05-12