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Seamus Matthew Monschein

Rbc Capital Markets, LLC

Westport, CT

Norwalk, CT

CRD 4855235

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
TX RA APPROVED_RES 2017-04-11
CT RA APPROVED 2008-10-31
  • NY RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED_RES
    Since 2017-04-11
  • CT RA
    APPROVED
    Since 2008-10-31

Branch Locations

285 Riverside Avenue Suite 335, Westport, CT 06880 • United States

Norwalk, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets New York NY 10/2008 Present
City National Bank New York NY 12/2016 Present
  • 10/2008 → Present
    Rbc Capital Markets
    New York, NY
  • 12/2016 → Present
    City National Bank
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-29
S63 Uniform Securities Agent State Law Examination 2004-10-11
  • S66 Uniform Combined State Law Examination
    2007-11-29
  • S63 Uniform Securities Agent State Law Examination
    2004-10-11
Other Names
  • Seamus Monschein

View on SEC IAPD

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QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT

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