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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-30 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-05-16 |
| LA | RA | APPROVED | 2023-05-08 |
| TX | RA | APPROVED_RES | 2023-05-03 |
| OH | RA | APPROVED | 2018-10-26 |
Branch Locations
Broad And Court Streets 105 Court Street, Elyria, OH 44035-5525 • United States
Neoh Osj - Mentor 7800 Reynolds Avenue, Mentor, OH 44060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | North Olmsted | OH | 05/2016 | 10/2017 |
| Citizens Securities, Inc | North Olmsted | OH | 05/2016 | 10/2017 |
| Pnc Investments, Llc | Pittsburgh | PA | 11/2017 | 10/2018 |
| The Huntington Investment Company | Columbus | OH | 10/2018 | Present |
| Ameriprise Financial Services, Llc | Elyria | OH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-24 |
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