Tobie A Rodriguez

Employer firm

One Capital Management, LLC CRD 114861

$8.53B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2015 → 03/2019
  Tamar Securities, Llc
  Woodland Hills, CA
• 03/2019 → 04/2019
  Hbw Advisory Serives Llc
  Simi Valley, CA
• 04/2019 → Present
  One Capital Management, Llc
  Westlake Village, CA

Previous Registrations

• 2019-03-08 → 2019-04-18
  Hbw Advisory Services Llc
  Camarillo, CA
  Simi Valley, CA
• 2015-09-24 → 2019-03-15
  Tamar Securities, Llc
  Woodland Hills, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-23
• S63 Uniform Securities Agent State Law Examination
  2005-03-09

Other Names

• Tobie Alexander Rodriguez