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Doug Ho Lee

Mml Investors Services, LLC

East Hills, NY

Hartsdale, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Hartsdale, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Flushing NY 09/2004 03/2017
Massmutual Life Insurance Co East Hills MA 07/2016 Present
Mml Investors Services, Llc East Hills NY 03/2017 Present
  • 09/2004 → 03/2017
    Metlife Securities Inc
    Flushing, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    East Hills, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    East Hills, NY
Other Businesses

INDEPENDENT INSURANCE AGENT - FROM RESIDENTIAL ADDRESS - LIFE/ACCIDENT/HEALTH - 1 SECURITY HOUR AND 0 NON SECURITY HOUR - SINCE 03/2007

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-04-04
  • S63 Uniform Securities Agent State Law Examination
    2005-04-04

View on SEC IAPD

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