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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-02-13
  • WI RA
    APPROVED
    Since 2026-02-13

Branch Locations

Appleton, WI • United States

200 N Durkee St, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 09/2004 04/2023
Thrivent Financial Appleton WI 05/2014 04/2023
U.S. Bancorp Investments, Inc. Appleton WI 05/2023 02/2026
U.S. Bancorp Advisors, Llc Appleton WI 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-15
S63 Uniform Securities Agent State Law Examination 2004-10-08
  • S66 Uniform Combined State Law Examination
    2009-01-15
  • S63 Uniform Securities Agent State Law Examination
    2004-10-08

View on SEC IAPD

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