Kimberly Jean Scott

Current Employers

Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2012-11-26

CT RA
APPROVED

Since 2012-11-26

Branch Locations

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Berlin, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Virtus Investment Partners	Hartford	CT	10/2012	Present
Vp Distributors Llc	Hartford	CT	11/2012	Present

10/2012 → Present

Virtus Investment Partners

Hartford, CT
11/2012 → Present

Vp Distributors Llc

Hartford, CT

Previous Registrations

2011-05-18 → 2012-10-19

People'S Securities, Inc.

Wethersfield, CT

Avon, CT

Simsbury, CT

Granby, CT

Bristol, CT

Unionville, CT

Rocky Hill, CT

North Canaan, CT

Winsted, CT

Wethersfield, CT

Bridgeport, CT

Bridgeport, CT
2010-07-06 → 2011-05-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT
2009-12-09 → 2010-07-23

Msi Financial Services, Inc.

Glastonbury, CT
2005-01-03 → 2009-04-03

Ameriprise Financial Services, Llc

Minneapolis, MN

Tampa, FL

Glastonbury, CT

Tampa, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-20

S66 Uniform Combined State Law Examination

2004-12-20

Other Names

Kimberly Jean Scott
Kimberly Scott
Kimberly Jean Scott
Kimberly Scott
Kimberly J Scott

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