Steven Harrison Scruggs

Employer firm

Bragg Financial Advisors Inc CRD 108780

$4.67B regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Bragg Financial Advisors
  Charlotte, NC
• 05/2000 → 09/2020
  Queens Road Securities, Llc
  Charlotte, NC

Other Businesses

1.) 1031 S, LLC, CHARLOTTE, NC, 8.68% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVEN SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 2.) 2500 DISTRIBUTION STREET INVESTORS, LLC, CHARLOTTE, NC, 16.225% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVEN SCRUGGS SPENDS ZERO HOURS ON THIS ACTIVITY DURING TRADING HOURS AND ONE HOUR PER MONTH DURING NON-TRADING HOURS. 3.) TRACT 5239 INVESTORS, LLC, CHARLOTTE, NC, 20.08% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVEN SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 4.)LOST HIGHWAY, LLC, CHARLOTTE, NC, 26.80% LIMITED LIABILITY MEMBER, NON INVESTMENT RELATED, STEVE SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON TRADING HOURS 5.) IREDELL AVENUE RESIDENTIAL DEVELOPMENT, LLC, CHARLOTTE, NC, 20% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED ACTIVITY, STEVEN SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 6.) SEVENTY THREE, LLC, CHARLOTTE, NC, 25% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVEN SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON TRADING HOURS. 7.) NEW MILLENNIUM COMMUNICATIONS, LLC, ORGANIZED IN NORTH CAROLINA, 27.7877% LLC MEMBER, NON INVESTMENT RELATED, STEVE SCRUGGS SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND STEVE SCRUGGS SPENDS TWO HOURS PER MONTH DURING NON-TRADING HOURS ON THIS ACTIVITY. 8.) 96 DEACON, LLC, ORGANIZED IN NORTH CAROLINA, 10% LLC MEMBER, NON INVESTMENT RELATED, STEVE SCRUGGS SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS AND ZERO HOURS PER MONTH DURING NON-TRADING HOURS. 9.) 605 LEXINGTON, LLC, CHARLOTTE, NC, 25% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVE SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING HOURS AND ZERO HOURS PER MONTH DURING NON-TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-31
• S63 Uniform Securities Agent State Law Examination
  2000-04-20

Designations

• Chartered Financial Analyst