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1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-08-14 |
Branch Locations
1031 South Caldwell St Suite 200, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bragg Financial Advisors | Charlotte | NC | 01/2000 | Present |
| Queens Road Securities, Llc | Charlotte | NC | 05/2000 | 09/2020 |
1.) 1031 S, LLC, CHARLOTTE, NC, 8.68% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVEN SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 2.) 2500 DISTRIBUTION STREET INVESTORS, LLC, CHARLOTTE, NC, 16.225% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVEN SCRUGGS SPENDS ZERO HOURS ON THIS ACTIVITY DURING TRADING HOURS AND ONE HOUR PER MONTH DURING NON-TRADING HOURS. 3.) TRACT 5239 INVESTORS, LLC, CHARLOTTE, NC, 20.08% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVEN SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 4.)LOST HIGHWAY, LLC, CHARLOTTE, NC, 26.80% LIMITED LIABILITY MEMBER, NON INVESTMENT RELATED, STEVE SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON TRADING HOURS 5.) IREDELL AVENUE RESIDENTIAL DEVELOPMENT, LLC, CHARLOTTE, NC, 20% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED ACTIVITY, STEVEN SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON-TRADING HOURS. 6.) SEVENTY THREE, LLC, CHARLOTTE, NC, 25% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVEN SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING AND NON TRADING HOURS. 7.) NEW MILLENNIUM COMMUNICATIONS, LLC, ORGANIZED IN NORTH CAROLINA, 27.7877% LLC MEMBER, NON INVESTMENT RELATED, STEVE SCRUGGS SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS ON THIS ACTIVITY AND STEVE SCRUGGS SPENDS TWO HOURS PER MONTH DURING NON-TRADING HOURS ON THIS ACTIVITY. 8.) 96 DEACON, LLC, ORGANIZED IN NORTH CAROLINA, 10% LLC MEMBER, NON INVESTMENT RELATED, STEVE SCRUGGS SPENDS ZERO HOURS PER MONTH DURING TRADING HOURS AND ZERO HOURS PER MONTH DURING NON-TRADING HOURS. 9.) 605 LEXINGTON, LLC, CHARLOTTE, NC, 25% LIMITED LIABILITY MEMBER, NON-INVESTMENT RELATED, STEVE SCRUGGS SPENDS ZERO HOURS PER MONTH ON THIS ACTIVITY DURING TRADING HOURS AND ZERO HOURS PER MONTH DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-20 |
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