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Edward F Carey

Cetera Investment Advisers LLC

Edmond, IL

CRD 4127250

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-24
  • IL RA
    APPROVED
    Since 2024-10-24

Branch Locations

Edmond, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward F. Carey, Cpa Schaumburg IL 11/1979 Present
Cetera Financial Specialists Llc Schaumburg IL 09/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2003 Present
  • 11/1979 → Present
    Edward F. Carey, Cpa
    Schaumburg, IL
  • 09/2000 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2003 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Other Businesses

TAX ACCTG PRAC-SOLE PROP SINCE ?-ALL INCLUSIVE/SOLE PROP ACCTG TX SVCS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-09
S63 Uniform Securities Agent State Law Examination 2000-02-14
  • S65 Uniform Investment Adviser Law Examination
    2003-07-09
  • S63 Uniform Securities Agent State Law Examination
    2000-02-14

View on SEC IAPD

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