Brian Mui

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  San Ramon, CA
• 09/2009 → Present
  Jpmorgan Chase Bank, N.A.
  San Ramon, CA

Previous Registrations

• 2009-09-24 → 2012-10-01
  Chase Investment Services Corp.
  Livermore, CA
  Pleasanton, CA
  Danville, CA
• 2008-09-02 → 2009-03-02
  Morgan Stanley & Co. Llc
  Cupertino, CA
• 2007-01-05 → 2008-08-15
  National Planning Corporation
  Lake Forest, CA
  Santa Cruz, CA
• 2005-03-07 → 2006-06-09
  Wells Fargo Investments, Llc
  Santa Cruz, CA

Exams

• S66 Uniform Combined State Law Examination
  2005-03-04

Other Names

• Brian Mui
• Brian Y Mui