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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| MO | RA | APPROVED | 2016-04-25 |
Branch Locations
301 S. Us Hwy 71, Savannah, MO 64485 • United States
304 N Main St, Maryville, MO 64468 • United States
2703 Running Horse Rd, Platte City, MO 64079 • United States
14402 N Hwy 169, Smithville, MO 64089 • United States
614 State Street, Mound City, MO 64470 • United States
402 North Belt Hwy, St. Joseph, MO 64506 • United States
4001 North Belt Hwy, Saint Joseph, MO 64506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nodaway Valley Bank | St. Joseph | MO | 04/2007 | Present |
| Lpl Financial Llc | Savannah | MO | 07/2011 | Present |
1. 05/31/2011 - DBA ONLY - NODAWAY VALLEY INVESTMENT SERVICES. 2. 1/11/2017 - nvb - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2017 - 1 Hour Per Month During Securities Trading. 3. 6/26/2018 - Nodaway Valley Investment Services (NVIS) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/01/2002 - 160 Hours Per Month/160 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-18 |
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