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Aegis Capital Corp. CRD 15007
$1.78B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-02 |
| OK | RA | APPROVED | 2025-01-02 |
| WI | RA | APPROVED | 2025-01-02 |
| MO | RA | APPROVED | 2023-03-17 |
| AZ | RA | APPROVED | 2023-02-22 |
| KS | RA | APPROVED | 2023-02-16 |
| NM | RA | APPROVED | 2023-02-13 |
| TX | RA | APPROVED_RES | 2023-01-26 |
Branch Locations
1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities, Inc. | Tulsa | OK | 07/2008 | 12/2022 |
| Bokf, Na | Tulsa | OK | 07/2008 | 12/2022 |
| Aegis Capital Corp | Tulsa | OK | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-10 |
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