Nina Marie Dipalma

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-05-16

OH RA
APPROVED

Since 2025-05-16

Branch Locations

Sheffield Village, OH • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwfs Equities, Inc.	Toledo	OH	04/2016	09/2017
Tfo-Tdc, Llc	Maumee	OH	09/2017	04/2018
One To One, Llc	Maumee	OH	09/2017	04/2018
Kestra Financial, Inc.	Twinsburg	OH	07/2018	04/2020
Usi Consulting Group, Inc.	Glastonbury	CT	03/2020	08/2021
Usi Advisors, Inc.	Glastonbury	CT	04/2020	08/2021
Chapman And Chapman	Twinsburg	OH	07/2018	03/2020
Unemployed	Maumee	OH	05/2018	06/2018
Ascensus	Dresden	PA	08/2021	01/2022
Liberty Partners Financial Services	Mt. Pleasant	SC	03/2022	08/2022
Pcs Retirement	Cleveland	OH	03/2022	08/2022
Mid Atlantic Clearing & Settlement Corp.	Pittsburgh	PA	05/2023	09/2023
American Trust	Pittsburgh	PA	08/2022	05/2023
Marcum Wealth	Cleveland	OH	10/2023	05/2025
Wealth Enhancement Group	Sheffield Village	OH	05/2025	Present
Wealth Enhancement Advisory Services	Sheffield Village	OH	05/2025	Present
Wealth Enhancement Brokerage Services	Sheffield Village	OH	07/2025	Present

04/2016 → 09/2017

Gwfs Equities, Inc.

Toledo, OH
09/2017 → 04/2018

Tfo-Tdc, Llc

Maumee, OH
09/2017 → 04/2018

One To One, Llc

Maumee, OH
07/2018 → 04/2020

Kestra Financial, Inc.

Twinsburg, OH
03/2020 → 08/2021

Usi Consulting Group, Inc.

Glastonbury, CT
04/2020 → 08/2021

Usi Advisors, Inc.

Glastonbury, CT
07/2018 → 03/2020

Chapman And Chapman

Twinsburg, OH
05/2018 → 06/2018

Unemployed

Maumee, OH
08/2021 → 01/2022

Ascensus

Dresden, PA
03/2022 → 08/2022

Liberty Partners Financial Services

Mt. Pleasant, SC
03/2022 → 08/2022

Pcs Retirement

Cleveland, OH
05/2023 → 09/2023

Mid Atlantic Clearing & Settlement Corp.

Pittsburgh, PA
08/2022 → 05/2023

American Trust

Pittsburgh, PA
10/2023 → 05/2025

Marcum Wealth

Cleveland, OH
05/2025 → Present

Wealth Enhancement Group

Sheffield Village, OH
05/2025 → Present

Wealth Enhancement Advisory Services

Sheffield Village, OH
07/2025 → Present

Wealth Enhancement Brokerage Services

Sheffield Village, OH

Previous Registrations

2023-10-10 → 2025-05-19

Marcum Wealth, Llc

Cleveland, OH

Sheffield Village, OH
2021-09-22 → 2022-01-18

Ascensus Investment Advisors, Llc

Sheffield Village, OH

Needham, MA
2020-05-01 → 2021-08-10

Usi Advisors

Cleveland, OH

Glastonbury, CT
2018-07-10 → 2020-05-06

Kestra Advisory Services, Llc

Twinsburg, OH

Austin, TX
2017-11-13 → 2018-04-19

Tfo Wealth Partners

Maumee, OH
2017-11-13 → 2018-04-19

One To One, Llc

Maumee, OH
2016-07-19 → 2017-12-19

Empower Advisory Group, Llc

Greenwood Village, CO
2013-12-12 → 2014-01-21

Kestra Investment Services, Llc

Shelton, CT
2013-02-05 → 2013-10-11

Raymond James Financial Services Advisors, Inc

Mentor, OH

Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES - MAYFIELD VILLAGE, OH - INVESTMENT ADVISOR REPRESENTATIVE WORKING WITH RETIREMENT PLANS - 160 HOURS PER MONTH/100 HOURS DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-07
S63	Uniform Securities Agent State Law Examination	2014-04-10

S66 Uniform Combined State Law Examination

2017-07-07
S63 Uniform Securities Agent State Law Examination

2014-04-10

View on SEC IAPD