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Kathryn Elander Sachs

Northwestern Mutual Investment Services, LLC

Durham, NC

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-15
  • NC RA
    APPROVED
    Since 2023-03-15

Branch Locations

240 Leigh Farm Rd Ste 400, Durham, NC 27707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Raleigh NC 07/2014 01/2023
Tom Morris Durham NC 01/2023 03/2023
Tom Morris Durham NC 03/2023 Present
Northwestern Mutual Investment Services Llc Durham NC 03/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2023 Present
  • 07/2014 → 01/2023
    Ameriprise Financial
    Raleigh, NC
  • 01/2023 → 03/2023
    Tom Morris
    Durham, NC
  • 03/2023 → Present
    Tom Morris
    Durham, NC
  • 03/2023 → Present
    Northwestern Mutual Investment Services Llc
    Durham, NC
  • 08/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-02
S63 Uniform Securities Agent State Law Examination 2005-06-15
  • S65 Uniform Investment Adviser Law Examination
    2007-07-02
  • S63 Uniform Securities Agent State Law Examination
    2005-06-15
Other Names
  • Kathryn Elander-Samuel
  • Kathryn Janine Elander
  • Kate Samuel
  • Kathryn Elander Samuel

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
BRYANT & BRANNOCK, LLC.
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
CENTER PEAK FINANCIAL
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
SCHARL ADVISORY SERVICES, INC.
EDWARD JONES

Other Investors

MADISON JANECZKO
MEGHAN HANNA
SAMUEL EDWARD BROTHERTON
BENJAMIN D. LOWRY
NATHAN B. NEELY
CATHERINE PELICAN
KYLE S MAXWELL
FOSTER KYEI

Other Offices

STRATEGIC ADVISERS LLC · DURHAM, NC
BRYANT & BRANNOCK, LLC. · DURHAM, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Durham, NC
J.P. MORGAN SECURITIES LLC · Durham, NC
CENTER PEAK FINANCIAL · DURHAM, NC
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Durham, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Durham, NC
SCHARL ADVISORY SERVICES, INC. · DURHAM, NC

More in Durham, NC

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