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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-04-16
  • MA RA
    APPROVED
    Since 2013-04-16

Branch Locations

Worcestor, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 10/2010 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2010 Present
Other Businesses

1)INDEPENDENT INSURANCE AGENT, 67 MILLBROOK ST STE 505, WORCESTER, MA, 10/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 0/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 0/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3)COONEY CAPITAL ADVISORS, 2 Chiltern Hill Drive, Worcester MA 01602, 12/2020, Treasurer, Using a Trade Name / DBA, INV REL, 0 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-18
  • S66 Uniform Combined State Law Examination
    2004-11-18
Other Names
  • John B Cooney

View on SEC IAPD

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