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Diane Alma Ouellette

Gold Canyon Financial Planning

Gold Canyon, AZ

CRD 4854313

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Employer firm

Gold Canyon Financial Planning CRD 125456

$43.4M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Gold Canyon Financial Planning

Gold Canyon, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2005-07-19
MA RA APPROVED 2004-09-30
  • AZ RA
    APPROVED
    Since 2005-07-19
  • MA RA
    APPROVED
    Since 2004-09-30

Branch Locations

Gold Canyon, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Herring Cove Financial Planning Provincetown MA 09/2001 Present
Gold Canyon Financial Planning Gold Canyon AZ 11/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-26
  • S65 Uniform Investment Adviser Law Examination
    2002-02-26
Designations
  • Certified Financial Planner
Other Names
  • Diane Alma Ouellette

View on SEC IAPD

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