Brad Thomas Whitman

Current Employers

Employment History

• 01/2005 → 02/2017
  Ameritas Investment Corp
  Lincoln, NE
• 02/2005 → Present
  Central Financial Group
  W Des Moines, IA
• 09/2014 → Present
  Commercial Building
  Fort Dodge, IA
• 02/2017 → 11/2018
  Sii
  Johnston, IA
• 08/2016 → Present
  Realty Group, Llc
  Algona, IA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Johnston, IA

Previous Registrations

• 2017-02-23 → 2018-11-02
  Signator Investors, Inc.
  West Des Moines, IA
  Algona, IA
  Johnston, IA
  Spirit Lake, IA
• 2005-02-02 → 2017-03-03
  Ameritas Investment Company, Llc
  W Des Moines, IA
  W Des Moines, IA
• 2001-06-25 → 2005-02-18
  New England Securities
  West Des Moines, IA

Other Businesses

1. Commercial Real estate Ownership Position Owner; Nature Commercial property Ownership; Investment Related no; # of Hours 1 # of Security Hours 0; Start Date 09/01/2014 Address 301 S 25th St Fort Dodge IA 50501 Tel # 515-681-4725 Description I have no active duties in this property unless there is a repair or improvement that needs to be made 2. REALTY GROUP ALGONA, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 111 E. Call Street, Algona IA 50511 DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 3. REALTY GROUP FORT DODGE, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 301 South 25th Street, Fort Dodge IA 50501 DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 4. REALTY GROUP, LLC - JOHNSTON POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 5700 Merle Hay Road, Johnston IA 50131 DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 5. MARKETING NAME - DBA FOR SECURITIES BUSINESS AS CENTRAL FINANCIAL GROUP POSITION: Investment Advisor Representative and Managing Executive NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 180 START DATE: 08/01/2005 ADDRESS: 5700 Merle Hay RD, Johnston IA 50131, United States DESCRIPTION: Marketing Name-DBA Name for Securities Business as Central Financial Group 6. OWNER/PARTNER - CENTRAL FINANCIAL GROUP POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2007 ADDRESS: 5700 Merle Hay Rd, Johnston IA 50131, United States DESCRIPTION: Monitor Financials and Manage staff in our Johnston office 7. INSURANCE GENERAL AGENT POSITION: General Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 45 START DATE: 01/01/2010 ADDRESS: 5700 Merle Hay Rd, Des Moines IA 50131, United States DESCRIPTION: Recruit, Develop, and manage insurance agents. In addition, I personally sell insurance products as well.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-04-14
• S63 Uniform Securities Agent State Law Examination
  2000-03-24

Other Names

• Brad Whitman