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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2013-09-03 |
| TX | RA | APPROVED_RES | 2013-02-26 |
| MI | RA | APPROVED | 2010-05-12 |
| IN | RA | APPROVED | 2004-11-08 |
Branch Locations
N19 W24400 Riverwood Dr, Waukesha, WI 53188 • United States
Pewaukee, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waukesha | WI | 08/2004 | Present |
| Bank Of America, N.A. | Waukesha | WI | 09/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-05 |
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