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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-21 |
| FL | RA | APPROVED | 2025-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Maitland | FL | 09/2011 | 11/2017 |
| Concourse Financial Group Securities Inc | Ocala | FL | 11/2017 | 02/2025 |
| (Dba) Hpl Wealth Management | Longwood | FL | 11/2017 | 07/2019 |
| Ronda J Wilson Llc Dba Rj Wilson Investments & Insurance | Ocala | FL | 11/2011 | 02/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Shaumburg | IL | 02/2025 | Present |
RONDA J WILSON LLC dba RJ WILSON INVESTMENTS AND INSURANCE; Investment Related; Ocala FL 34787; Owner: Financial Services; Start Date:11/2011; 200 hours per month with 40 hours per month occurring during trading hours; Provide financial services solutions. >> VALENCIA COLLEGE BUSINESS ADVISORY COUNCIL; Non-Investment Related; Orlando FL 32825; Other; Member; Start Date 04/2019; 1 hour per month with no hours occurring during trading hours; Local businesses gather to discuss skill sets needed by employers and see what can be done to bring certain educational programs to the college. >> UNITED HEALTHCARE MEDICARE; Non-Investment Related; Maitland FL 32751; Medicare Insurance Plans; Sales Representative; Start Date: 07/2019; 6 hours per month with 4 hours per month occurring during trading hours; Explain Medicare insurance plan options.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-11 |
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