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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-08 |
Branch Locations
101 E Town Place Suite 110-B, St Augustine, FL 32092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | St Augustine | FL | 03/2006 | 02/2025 |
| (Dba) Centerpoint Advisory Services Inc | St Augustine | FL | 03/2000 | 06/2017 |
| (Dba) Florida Shield Insurance & Advisory | St Augustine | FL | 07/2017 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
(dba) FLORIDA SHIELD INSURANCE & ADVISORY; Investment Related; 101 E Town Place, Ste 110-B, St Augustine, FL 32092; Insurance; Owner; Start Date 07/2017; 160 hours per month with most hours per month occurring during trading hours; Insurance activities to include P&C as well as life and health products. >> SIMPLICITY LIFE; Investment Related; 4134 Deegan Court, Suite 300, Monticello, MN 55362; Insurance; Insurance Agent; Start Date 01/2014; 10 hours per month; Insurance sales and service with a focus on Life and Annuity business. >> ST JOHNS WEALTH ADVISORS; Investment Related; St Augustine, FL; Other; Owner/Adviser; Start Date 08/2024; 200 hours per month with a majority of those hours per month occurring during trading hours; Organization represents all of my broker dealer activities and creates a separation between those activities and those with my insurance agency, Florida Shield Agency, LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-15 |
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