Todd James Pouliot

Current Employers

Gateway Financial

9821 Olde Eight Road Ste M, Northfield, OH 44067 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-12-09

OH RA
APPROVED

Since 2019-12-09

Branch Locations

Northfield, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	10/2008	04/2020
Gateway Financial, Llc	Northfield	OH	10/2019	Present

10/2008 → 04/2020

Sigma Financial Corporation

Ann Arbor, MI
10/2019 → Present

Gateway Financial, Llc

Northfield, OH

Previous Registrations

2010-04-28 → 2020-04-07

Spc

Northfield Center, OH

Ann Arbor, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-12-07
S63	Uniform Securities Agent State Law Examination	2006-11-09

S65 Uniform Investment Adviser Law Examination

2012-12-07
S63 Uniform Securities Agent State Law Examination

2006-11-09