Thomas Joseph Unkraut

Strategic Advisers LLC

Lakeside Park, KY

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-03-31
OH	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

KY RA
APPROVED

Since 2025-03-31
OH RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Lakeside Park, KY • United States

3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Blue Ash	OH	02/2002	Present
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	Present
Fidelity Investments	Boston	MA	03/2025	Present

02/2002 → Present

Fidelity Brokerage Services Llc

Blue Ash, OH
07/2018 → Present

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Lakeside Park, KY

Cincinnati, OH
2007-01-11 → 2018-07-13

Strategic Advisers Llc

Covington, KY

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-18
S63	Uniform Securities Agent State Law Examination	2004-12-03

S66 Uniform Combined State Law Examination

2006-12-18
S63 Uniform Securities Agent State Law Examination

2004-12-03

Other Names

Tom J Unkraut
Thomas J Unkraut

View on SEC IAPD

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