Best Investors Account Sign in

Andrea W Register

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

Tampa, FL

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-03-30
  • FL RA
    APPROVED
    Since 2010-03-30

Branch Locations

4909 Savarese Cir, Tampa, FL 33634 • United States

Tampa, FL • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 10/2009 Present
Previous Registrations
  • 2006-12-06 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Jacksonville, FL
    Charlotte, NC
    Jacksonville, FL
    Boston, MA
    Boston, MA
  • 2005-06-01 → 2005-06-13
    Banc Of America Securities Llc
    Charlotte, NC
    Charlotte, NC
  • 2005-01-24 → 2005-06-01
    Banc Of America Investment Services, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-21
  • S66 Uniform Combined State Law Examination
    2005-01-21
Other Names
  • Andrea Colleen Watkins

View on SEC IAPD

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor