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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-14 |
| TN | RA | APPROVED | 2025-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Knoxville | TN | 02/2013 | 02/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knoxville | TN | 02/2025 | Present |
| Bank Of America, N.A. | Knoxville | TN | 04/2025 | Present |
Name of Business: Rental Real Estate Address: Hilton Head Island , SC, 29928Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/28/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Duties: None- I own the property and pay HOA and taxes. Rental agency will handle everything else-I*: 2297272Entity Type: CharitableName of Business: Tennessee Golf Association Address: KNOXVILLE, TN, 37919Position/Title: Officer - Treasurer, Board Member, Executive Member, Committee Member Investment Related: NoStart Date: 10/17/2016 Hours per month devoted to this business: 12 hrs annuallyHours per month devoted to this business during trading hours: 0Description of duties: Treasurer- review, budget and plan for financial needs of organization. Investment Committee- 2-3 annual calls to discuss current financials of the Association as well as planning for future needs. Competitions Committee- 1 meeting annually to review tournaments from the previous year and plan for future events I*2295280 Entity Type: Charitable Name of OBA: American Heart Association Address:Knoxville Tennessee Investment Related:No Position, Title, Association:Board Member Start Date:7/01/2024 No Hours: 10 Yearly No Hours during trading:0 Yearly Duties: Advisory Board Member- help raise awareness in the Knoxville community
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-24 |
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