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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-07-01
CA RA APPROVED 2011-05-06
  • TX RA
    APPROVED
    Since 2011-07-01
  • CA RA
    APPROVED
    Since 2011-05-06

Branch Locations

Tiburon, CA • United States

2775 Sand Hill Road Suite 120, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Rafael CA 05/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2011 → Present
    San Rafael, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-20
  • S66 Uniform Combined State Law Examination
    2010-04-20

View on SEC IAPD

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