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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-03-02 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
1156 Bowman Rd Suite 200, Mount Pleasant, SC 29464 • United States
1156 Bowman Rd Suite 200,, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St Andrews Church | Mt Pleasant | SC | 02/2015 | 05/2023 |
| Encore Music | Mt Pleasant | SC | 08/2008 | 12/2016 |
| Western Southern Life | Daniel Island | SC | 12/2016 | 07/2017 |
| W&S Brokerage Services | Cincinnati | OH | 03/2017 | 07/2017 |
| Invest Financial Corp | Tampa | FL | 08/2017 | 12/2017 |
| Dempsey Lord Smith, Llc | Rome | GA | 12/2017 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | 03/2026 |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2025 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | 03/2026 |
| Lpl Enterprise Llc | Mount Pleasant | SC | 03/2026 | Present |
1. 02/24/2026 - Fame Performing Arts - Business Owner - Not Investment related - Mt Pleasant SC - OBA start date: 06/01/2021 - 03 Hrs/Mth - 00 Hrs During Trading 2. 02/24/2026 - Self - Tax Prep/Accounting/CPA - Investment related - Mt Pleasant SC - OBA start date: 03/15/2026 - 05 Hrs/Mth - 05 Hrs During Trading 3. 02/24/2026 - Blanton Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - Mt Pleasant SC - OBA start date: 05/23/2023 - 160 Hrs/Mth - 160 Hrs During Trading 4. 02/24/2026 - Lowcountry Medicare Simplified - Speaker/ Seminar/ Workshops - Not Investment related - Mt Pleasant SC - OBA start date: 01/01/2024 - 03 Hrs/Mth - 03 Hrs During Trading 5. 02/24/2026 - Clarence Blanton III N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Mt Pleasant SC - OBA start date: 06/17/2025 - 160 Hrs/Mth - 160 Hrs During Trading 6. 02/24/2026 - Encore Music Productions LLC - Business Owner - Not Investment related - Mt Pleasant SC - OBA start date: 08/08/2015 - 05 Hrs/Mth - 00 Hrs During Trading 7. 03/11/2026-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/17/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-22 |
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