Brad Williams Pyles

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-22
CA	RA	APPROVED	2004-09-03

TX RA
APPROVED_RES

Since 2024-07-22
CA RA
APPROVED

Since 2004-09-03

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Castro Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments Inc.	Woodside	CA	09/2001	Present

09/2001 → Present

Fisher Investments Inc.

Woodside, CA

Other Businesses

?Name of the other business: PROCTOR ELEMENTARY SCHOOL PTA BOARD ?Investment-related? NO ?Address of the other business: 17520 REDWOOD ROAD, CASTRO VALLEY, CA 94546 ?Nature of the other business: PARENT TEACH ASSOC OF ELEMENTARY SCHOOL ?Position, title, or relationship with the other business: VP OF COMMUNITY ENGAGEMENT ?Start date of your relationship: 07/01/20 ?Approximate number of hours/month you devote to the other business: SIX TO TEN ?Number of hours you devote to the other business during securities trading hours: ZERO ?Duties relating to the other business:HELP ENCOURAGE COMMUNITY INVOLVEMENT IN THE ELEMENTARY SCHOOL & PTA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-09-01

S65 Uniform Investment Adviser Law Examination

2004-09-01

View on SEC IAPD