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Sonia Constance Joao

Robertson Investment Management

Houston, TX

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Current Employers
Robertson Investment Management

919 Milam St Suite 500, Houston, TX 77002 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
CO RA APP_PEND_IARCE 2026-01-01
LA RA APPROVED 2021-05-18
NY RA APPROVED 2021-05-18
TX RA APPROVED 2020-08-06
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01
  • LA RA
    APPROVED
    Since 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED
    Since 2020-08-06

Branch Locations

919 Milam St Suite 500, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barrington Financial Advisors, Inc. Houston TX 04/2010 05/2017
First Allied Securities Inc San Diego CA 05/2017 06/2019
First Allied Securities, Inc. San Diego CA 06/2019 07/2019
Sizemore Capital Management Llc Dallas TX 07/2019 08/2020
Robertson Wealth Management Houston TX 08/2020 Present
  • 04/2010 → 05/2017
    Barrington Financial Advisors, Inc.
    Houston, TX
  • 05/2017 → 06/2019
    First Allied Securities Inc
    San Diego, CA
  • 06/2019 → 07/2019
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2019 → 08/2020
    Sizemore Capital Management Llc
    Dallas, TX
  • 08/2020 → Present
    Robertson Wealth Management
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-19
  • S65 Uniform Investment Adviser Law Examination
    2019-06-19

View on SEC IAPD

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CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS
JONATHAN HARRISON SWANBURG
WILLIAM THOMAS PAYNE
JON CARTER VAUGHAN
GREGORY JAMES KALLUS
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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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