Ivan David Johnson

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 03/2017
  Metlife Securities Inc
  Atlanta, GA
• 07/2016 → 12/2020
  Massmutual Life Insurance Co
  Peachtree Corners, GA
• 03/2017 → 12/2020
  Mml Investors Services, Llc
  Peachtree Corners, GA
• 12/2020 → Present
  Lpl Financial, Llc
  Austell, GA
• 12/2020 → Present
  Stratos Wealth Partners, Ltd
  Austell, GA

Previous Registrations

• 2017-03-25 → 2020-12-16
  Mml Investors Services, Llc
  Peachtree Corners, GA
• 2010-12-20 → 2017-03-25
  Msi Financial Services, Inc.
  Atlanta, GA
  Marietta, GA
  Atlanta, GA
• 2005-01-12 → 2010-10-27
  Ameriprise Financial Services, Llc
  Atlanta, GA
  Atlanta, GA
  Alpharetta, GA

Other Businesses

1. 12/14/2020 - NONMMLIA INSURANCE BROKERAGE/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 10%/ AUSTELL, GA 2. 12/14/2020 - HERITAGE FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ AUSTELL, GA 3. 12/14/2020 - STRATOS WEALTH PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ AUSTELL, GA 4. 12/14/2025 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5. 12/17/2020 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/14/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/17/2020 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Heritage Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/14/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 7. 11/21/2022 - Financial Pro Help ATT:IVAN JOHNSON - Not Investment Related - 850 WINDY HILL RD SE UNIT 1392 Smyrna, GA 30081 - Business Entity For Tax/Investment Purposes Only - Start Date - 12/06/2021 - 4 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-12-21