Henry B Robertson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 05/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 03/2016 → 05/2020
  Bank Of America, Na
  Newport Beach, CA
• 05/2020 → 04/2022
  Strategiq Financial Group, Llc
  Merillville, IN
• 04/2022 → 02/2025
  Wilmington Trust Company
  Los Angeles, CA
• 02/2025 → Present
  Ubs Financial Services
  Irvine, CA

Previous Registrations

• 2020-05-18 → 2022-04-06
  Strategiq Financial Group, Llc
  Merrillville, IN
  Newport Beach, CA
• 2016-05-04 → 2020-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  Newport Beach, CA
  New York, NY
  Tacoma, WA
• 2008-11-07 → 2014-01-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, DE
  Newport Beach, CA
• 2006-05-11 → 2008-11-18
  Neuberger Berman Bd Llc
  Newport Beach, CA
  New York, NY
  Newport Beach, CA

Other Businesses

Financial Advisor at UBS Financial Services, Inc.

Exams

• S66 Uniform Combined State Law Examination
  2025-03-12
• S65 Uniform Investment Adviser Law Examination
  2025-01-29
• S63 Uniform Securities Agent State Law Examination
  2016-04-20

Other Names

• Henry Belin Robertson
• Henry B Robertson Iii
• H Belin Robertson
• Belin Robertson