Joseph Sungwoo Kim

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Northbrook, IL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Northbrook, IL

Other Businesses

Real Estate Ownership; Condo; 130 Garland Gt #2212, , Chicago, IL, 60602; Not Investment-Related; 12/01/2019. Independent Insurance Brokering; Delta Dental; 05/01/2015; / Humana; 02/01/2016; / Blue Cross Blue Shield of Illinois; 01/01/2015; Health. Other Business Activities; JPT Lifeway Partners; N/A; 2650 Quail Ln Northbrook, IL 60062, ,; ; 05/01/2016; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-10-09
• S63 Uniform Securities Agent State Law Examination
  2004-11-04
• S65 Uniform Investment Adviser Law Examination
  2004-10-18

Other Names

• Joseph Yook