Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2017 | Present |
| Bank Of America, N.A. | New York | NY | 04/2017 | Present |
| Unemployed | New Hyde Park | NY | 12/2015 | 04/2017 |
I*5127270Entity Type: CharitableName of OBA: Children's Tumor FoundationAddress: New York, New York, 10017Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 08/21/2026Number of Hours: 10, MonthlyNumber of Hours during trading: 0Duties: Children's Tumor Foundation gala committee. Organize galas for CTF I*5127272, Entity Type: Entity Charitable, Name of OBA: Chappaqua Central School District PTA, Address: Chappaqua, New York, 10514, Investment Related: N, Position, Title, Association: ["Committee"], Employee Start Date: 08/08/2026, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Organizing annual family events as it relates to STEM activities, as well as other events to engage the community, Family events and STEM committees
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-14 |
Reach out to this advisor