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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-10
MS RA APPROVED 2018-09-28
  • TX RA
    APPROVED
    Since 2019-10-10
  • MS RA
    APPROVED
    Since 2018-09-28

Branch Locations

1122 22Nd Ave, Meridian, MS 39301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Meridan MS 09/2014 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Meridian MS 09/2018 Present
Bank Of America, N.A. Meridian MS 11/2018 Present
Previous Registrations
Other Businesses

I*: 2097267Entity Type: For ProfitName of OBA: 493 Self StorageAddress: Meridian, MS 39305Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 12/01/2024Number of Hours: 8 hrs mthlyNumber of Hours during trading: 0 Duties: This is a self storage facility that generates monthly income through rental payments and I will manage my property.I*3279269Entity Type: Fiduciary role Name of OBA: E. G. M. SrAddress: Meridian, MI 39305Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 12/01/2025Number of Hours: 1, MonthlyNumber of Hours during trading: 0Duties: Power of Attorney/Child/Grandchild I*3279270 Entity Type: N/A Name of OBA: E G M SR Address: Meridian, Mississippi, 39305 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 12/01/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Power of Attorney Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-24
  • S66 Uniform Combined State Law Examination
    2004-11-24
Other Names
  • Ellis Gerald Mitchell
  • Gerry Mitchell
  • Ellis Gerald Mitchell
  • Ellis Mitchell

View on SEC IAPD

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