Ronald James Rich

Employer firm

Ronald J. Rich Financial Advising CRD 132696

$9.76M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Ronald J. Rich Financial Advising

Lakewood, OH • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2006-10-26

OH RA
APPROVED

Since 2006-10-26

Branch Locations

Lakewood, OH • United States

Mentor, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ronald J. Rich Financial Advising	Mentor	OH	07/2004	Present

07/2004 → Present

Ronald J. Rich Financial Advising

Mentor, OH

Other Businesses

MANAGING MEMBER OF RJR PRODUCT DEVELOPENT LTD. WHICH IS A NON-PRIMARY BUSINESS USED TO DEVELOP PRODUCTS (HARDWARE ITEMS. NOT INVESTMENT RELATED). APPROXIMATELY SPEND 20 TO 40 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-07-10

S65 Uniform Investment Adviser Law Examination

2004-07-10

View on SEC IAPD