David Carlson Pekala

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-09-01

FL RA
APPROVED

Since 2023-09-01

Branch Locations

Deerfield Beach, FL • United States

601 S Federal Highway Suite 302, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Insurance Agent	Deerfield Beach	FL	01/2007	Present
Sagepoint Financial, Inc.	Pompano Beach	FL	02/2016	03/2022
Sagepoint Financial, Inc.	Pompano Beach	FL	03/2022	09/2023
Osaic Wealth, Inc.	Pompano Beach	FL	09/2023	Present

01/2007 → Present

Independent Insurance Agent

Deerfield Beach, FL
02/2016 → 03/2022

Sagepoint Financial, Inc.

Pompano Beach, FL
03/2022 → 09/2023

Sagepoint Financial, Inc.

Pompano Beach, FL
09/2023 → Present

Osaic Wealth, Inc.

Pompano Beach, FL

Previous Registrations

2022-08-25 → 2023-09-01

Osaic Services, Inc.

Pompano Beach, FL

Other Businesses

DAVID PEKALA POSITION: Health & Life Insurance Sales NATURE: Sole Proprietorship / David Pekala INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2021 ADDRESS: 71 NE 27th Avenue, Pompano Beach FL 33062, United States DESCRIPTION: Health and life insurance sales.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-23

S66 Uniform Combined State Law Examination

2022-08-23

View on SEC IAPD