Jacob Robert Craton

Current Employers

Rollingwave Capital

412 Capistrano Dr, Palm Beach Gardens, FL 33410 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-05-01
NC	RA	APPROVED	2026-03-12
TX	RA	APPROVED_RES	2024-01-17
MI	RA	APPROVED	2020-08-05
FL	RA	APPROVED	2020-03-04

SC RA
APPROVED

Since 2026-05-01
NC RA
APPROVED

Since 2026-03-12
TX RA
APPROVED_RES

Since 2024-01-17
MI RA
APPROVED

Since 2020-08-05
FL RA
APPROVED

Since 2020-03-04

Branch Locations

Palm Beach Gardens, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Rollingwave Capital	Palm Beach Gardens	FL	03/2015	Present

03/2015 → Present

Rollingwave Capital

Palm Beach Gardens, FL

Previous Registrations

2013-03-28 → 2013-04-23

Summit Financial Group Inc

Boca Raton, FL
2007-11-06 → 2012-08-24

Ubs Financial Services Inc.

Palm Beach, FL

Weehawken, NJ

Palm Beach Gardens, FL
2007-04-02 → 2007-08-17

Morgan Stanley & Co. Llc

Palm Beach, FL
2006-10-25 → 2007-04-02

Morgan Stanley Dw Inc.

Palm Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-11-15
S63	Uniform Securities Agent State Law Examination	2004-10-20

S65 Uniform Investment Adviser Law Examination

2018-11-15
S63 Uniform Securities Agent State Law Examination

2004-10-20