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Marc Thomas Mattarochia

LPl Financial LLC

Wexford, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-28
PA RA APPROVED 2013-12-13
  • TX RA
    APPROVED_RES
    Since 2023-09-28
  • PA RA
    APPROVED
    Since 2013-12-13

Branch Locations

2000 Corporate Drive Ste 570, Wexford, PA 15090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wexford PA 12/2013 Present
Cottrill Arbutina Wealth Management Group Wexford PA 04/2015 07/2019
  • 12/2013 → Present
    Wexford, PA
  • 04/2015 → 07/2019
    Cottrill Arbutina Wealth Management Group
    Wexford, PA
Previous Registrations
Other Businesses

(1) 12/13/13: V & T WEALTH ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 2000 CORPORATE DRIVE STE 570, WEXFORD, PA 15090 - 100% OF TIME SPENT (2) 05/12/2014: NO BUSINESS NAME - INV REL - 2000 CORPORATE DRIVE STE 570, WEXFORD, PA 15090 - NON-VARIABLE INSURANCE - 10% OF TIME SPENT - FIXED INSURANCE: LIFE, HEALTH, DISABILITY, LTC, FIXED ANNUITIES (3) 07/30/2014: THE ASA GROUP - INV REL - 535 THIRD ST, BEAVER, PA, 15009 & 157 WATERDAM RD, SUITE 280, MCMURRAY, PA, 15317 - NON-VARIABLE INSURANCE - START 07/01/2014 - 40 HR/MO 20 DURING SECS TRDG HRS - AGENT: LIFE, HEALTH, DISABILITY, LONG TERM CARE, FIXED ANNUITIES (4) 07/30/2014: MUTUAL OF OMAHA - INV REL - 535 THIRD ST, BEAVER, PA, 15009 & 157 WATERDAM RD, SUITE 280, MCMURRAY, PA, 15317 - NON-VARIABLE INSURANCE - START 07/01/2014 - 1 HR/MO ALL DURING SECS TRDG HRS - AGENT: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (5) 07/30/2014: OHIO NATIONAL - INV REL - 535 THIRD ST, BEAVER, PA, 15009 & 157 WATERDAM RD, SUITE 280, MCMURRAY, PA, 15317 - NON-VARIABLE INSURANCE - START 07/28/2014 - 40 HR/MO 20 DURING SECS TRDG HRS - AGENT: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (6) 02/03/2015: NSS LIFE - INV REL - 2000 CORPORATE DRIVE, SUITE 570, WEXFORD, PA 15090 - NON-VARIABLE INSURANCE - START 02/02/2015 - 2 HR/MO 1 DURING SECS TRDG HRS - AGENT: LIFE, FIXED ANNUITIES (7) 08/09/2016 * MM Advisory Services Inc. * Business Entity For Tax/Investment Purposes Only * INV REL * V&T Wealth Advisors 2000 Corporate Dr. Wexford, PA 15090 * MM Advisory Services Inc. - Business Entity For Tax/Investment Purposes Only * START 07/05/2016 * 1 HRS/MO; 1 DURING SECS TRDG HRS. (8) 3/1/2017: The Pricipal Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/14/2014 - 1 Hour Per Month During Securities Trading. (9) 7/1/2019 - Focus 401k - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/28/2019 - 12 Hours Per Month/10 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-05
  • S66 Uniform Combined State Law Examination
    2004-11-05
Other Names
  • Marc Thomas Mattatochia

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