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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Wyomissing | PA | 08/2004 | 10/2018 |
| Bank Of America, Na | Wyomissing | PA | 09/2009 | 10/2018 |
| Lpl Financial, Llc | Fleetwood | PA | 10/2018 | Present |
| Good Life Advisors, Llc | Wyomissing | PA | 10/2018 | 11/2020 |
| Private Advisor Group, Llc | Fleetwood | PA | 11/2020 | Present |
1) 03/14/2019 - JMR Capital Group LLC - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - Start date:02/13/2019 - 1 hr/mo - 0 hrs during trading. 2) 10/16/2020 - JMR Capital Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/31/2020 - 10 Hours Per Month/2 Hours During Securities Trading. 3) 11/3/2020 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/31/2020 - 160 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Private Advisors Group, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/10/2020 - Private Advisor Group - DBA: (Hybrid) MR Capitol Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/14/2020 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-30 |
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