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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-11-03
  • PA RA
    APPROVED
    Since 2020-11-03

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Fleetwood, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Wyomissing PA 08/2004 10/2018
Bank Of America, Na Wyomissing PA 09/2009 10/2018
Lpl Financial, Llc Fleetwood PA 10/2018 Present
Good Life Advisors, Llc Wyomissing PA 10/2018 11/2020
Private Advisor Group, Llc Fleetwood PA 11/2020 Present
  • 08/2004 → 10/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Wyomissing, PA
  • 09/2009 → 10/2018
    Bank Of America, Na
    Wyomissing, PA
  • 10/2018 → Present
    Lpl Financial, Llc
    Fleetwood, PA
  • 10/2018 → 11/2020
    Wyomissing, PA
  • 11/2020 → Present
    Fleetwood, PA
Previous Registrations
Other Businesses

1) 03/14/2019 - JMR Capital Group LLC - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - Start date:02/13/2019 - 1 hr/mo - 0 hrs during trading. 2) 10/16/2020 - JMR Capital Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/31/2020 - 10 Hours Per Month/2 Hours During Securities Trading. 3) 11/3/2020 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/31/2020 - 160 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Private Advisors Group, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/10/2020 - Private Advisor Group - DBA: (Hybrid) MR Capitol Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/14/2020 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-30
  • S66 Uniform Combined State Law Examination
    2004-12-30

View on SEC IAPD

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