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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-04-26
  • TX RA
    APPROVED
    Since 2004-04-26

Branch Locations

10101 Reunion Place Suite 301, San Antonio, TX 78216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual San Antonio TX 09/2000 Present
Mml Investors Services, Inc. San Antonio TX 09/2000 Present
  • 09/2000 → Present
    Mass Mutual
    San Antonio, TX
  • 09/2000 → Present
    Mml Investors Services, Inc.
    San Antonio, TX
Previous Registrations
  • 2004-02-10 → 2006-08-08
    One Advocate Group
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-21
  • S66 Uniform Combined State Law Examination
    2000-03-21

View on SEC IAPD

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