Nathan Gene Birney

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2002-06-19

TX RA
APPROVED

Since 2002-06-19

Branch Locations

Seabrook, TX • United States

9821 Katy Fwy Ste 840, Houston, TX 77024 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Houston	TX	09/2005	03/2020
Ameriprise Financial Services, Llc	Houston	TX	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Houston, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Houston, TX

Other Businesses

Business Ownership; Hensley Birney LLC; Owner; Paying practice expenses; 9821 Katy Freeway, Ste. 840, Houston, TX, 77024; Not Investment-Related; 01/26/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-18
S63	Uniform Securities Agent State Law Examination	2000-02-15

S65 Uniform Investment Adviser Law Examination

2002-06-18
S63 Uniform Securities Agent State Law Examination

2000-02-15

Other Names

Nathan G Birney

View on SEC IAPD