Joseph A Wheeler

Current Employers

Employment History

• 06/2012 → 06/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 06/2012 → 06/2018
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 07/2018 → Present
  Independent Financial Partners
  Tampa, FL
• 05/2019 → Present
  Ifp Securities, Llc
  Maitland, FL

Previous Registrations

• 2012-06-14 → 2018-07-13
  Cambridge Investment Research Advisors, Inc.
  Chagrin Falls, OH
  Macedonia, OH
  Richfield, OH
  Maitland, FL
• 2010-10-04 → 2012-07-12
  Morgan Stanley
  Akron, OH

Other Businesses

(1)SUGARTREE WEALTH MANAGEMENT, 307 N. Park Ave, Winter Park, Ste B, FL 32789, 5/2013. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 40 HR/WK- 40 HR/TRADING. (2)INDEPENDENT INSURANCE AGENT, 307 N. Park Ave, Ste B, Winter Park, FL 32789, 6/2012 SELLING LIFE, HEALTH, & LTC PRODUCTS THORUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/WK - 5/TRADING. (3) Keystone Private Wealth, Inc. - not investment related - 307 N Park Ave, Winter Park, FL 32789 - DBA - owner - start date March 3, 2025 - 160 hr/month - 16 hrs-month during trading - Run the day to day operations of the business. (4) Maitland Club Homeowner's Association, Inc; HOA; C/O Sentry Management, S180 W SR 434, Ste 5000, Longwood, FL 32779; Board Member; Serving as general board member for neighborhood's homeowner's association. Not serving as a treasurer and will not have check signing authority nor provide any investment related advice or open accounts on behalf of the board; Start 12/7/20; hr/mo, 0 during trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-01