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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-05-26 |
| TX | RA | APPROVED | 2020-05-22 |
Branch Locations
2915 E Baseline Road Ste 111 [Satellite], Gilbert, AZ 85234 • United States
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mesa | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mesa | AZ | 11/2016 | 05/2020 |
| Wells Fargo Advisors Financial Network, Llc | Gilbert | AZ | 05/2020 | Present |
AG INVESTMENT MANAGEMENT, LLC, INV RELATED, GILBERT, AZ, 50% OWNERSHIP, START 5/26/2020, 160 HRS PER MONTH, 32.5 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-19 |
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