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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-04 |
| KS | RA | APPROVED | 2018-11-02 |
| MO | RA | APPROVED | 2018-11-02 |
Branch Locations
4400 College Boulevard Suite 195, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Overland Park | KS | 08/2004 | 11/2018 |
| Osaic Wealth, Inc. | Overland Park | KS | 11/2018 | Present |
1. INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI , 4400 COLLEGE BLVD. STE. 370, OVERLAND PARK, KS 66211, INSURANCE BROKERAGE , AGENT , START OF RELATIONSHIP: SEP 23, 2011, APPROXIMATE # OF HOURS PER MONTH: 10 , APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10..... 2. VANTAGEPOINTE FINANCIAL GROUP POSITION: investment advisor representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2016 ADDRESS: 4400 College Blvd, Overland Park KS 66211, United States DESCRIPTION: sales/marketing of fixed annuities and non-variable insurance 3. ST. GABRIEL CATHOLIC CHURCH FINANCE COMMITTE MEMBER POSITION: Member of Parish Finance Council NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2022 ADDRESS: 4737 N Cleveland Ave, Kansas City MO 64117, United States DESCRIPTION: The parish finance council is a consultative body which assists the pastor to act justly and prudently in the administration of the parish's temporal goods. Responsibility to assist in the following: the spiritual enrichment and growth of the members; formation of financial policies, including the devising and regular monitoring of a parish budget; formation of policies for the proper formation of the building and grounds of the parish; long-range financial planning, preparation of an annual financial report for review of the diocesan finance committee. 4. SONG WRITER POSITION: self NATURE: no business structure INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2023 ADDRESS: 13715 Walker Rd, Kansas City MO 64163, United States DESCRIPTION: I wrote a song that is being produced, recorded and will be released.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-13 |
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