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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-04
KS RA APPROVED 2018-11-02
MO RA APPROVED 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2024-06-04
  • KS RA
    APPROVED
    Since 2018-11-02
  • MO RA
    APPROVED
    Since 2018-11-02

Branch Locations

4400 College Boulevard Suite 195, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Overland Park KS 08/2004 11/2018
Osaic Wealth, Inc. Overland Park KS 11/2018 Present
  • 08/2004 → 11/2018
    John Hancock
    Overland Park, KS
  • 11/2018 → Present
    Overland Park, KS
Previous Registrations
  • 2011-03-14 → 2018-11-02
    Signator Investors, Inc.
    Overland Park, KS
    Shawnee Mission, KS
Other Businesses

1. INSURANCE BROKER: LIFE, ANNUITIES, LTC, DI , 4400 COLLEGE BLVD. STE. 370, OVERLAND PARK, KS 66211, INSURANCE BROKERAGE , AGENT , START OF RELATIONSHIP: SEP 23, 2011, APPROXIMATE # OF HOURS PER MONTH: 10 , APPROXIMATE # OF HOURS SPENT DURING REGULAR SECURITIES TRADING HOURS: 10..... 2. VANTAGEPOINTE FINANCIAL GROUP POSITION: investment advisor representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2016 ADDRESS: 4400 College Blvd, Overland Park KS 66211, United States DESCRIPTION: sales/marketing of fixed annuities and non-variable insurance 3. ST. GABRIEL CATHOLIC CHURCH FINANCE COMMITTE MEMBER POSITION: Member of Parish Finance Council NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2022 ADDRESS: 4737 N Cleveland Ave, Kansas City MO 64117, United States DESCRIPTION: The parish finance council is a consultative body which assists the pastor to act justly and prudently in the administration of the parish's temporal goods. Responsibility to assist in the following: the spiritual enrichment and growth of the members; formation of financial policies, including the devising and regular monitoring of a parish budget; formation of policies for the proper formation of the building and grounds of the parish; long-range financial planning, preparation of an annual financial report for review of the diocesan finance committee. 4. SONG WRITER POSITION: self NATURE: no business structure INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2023 ADDRESS: 13715 Walker Rd, Kansas City MO 64163, United States DESCRIPTION: I wrote a song that is being produced, recorded and will be released.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-01
S63 Uniform Securities Agent State Law Examination 2004-10-13
  • S65 Uniform Investment Adviser Law Examination
    2011-03-01
  • S63 Uniform Securities Agent State Law Examination
    2004-10-13
Other Names
  • Staci Ann Vikre
  • Staci Ann Streich
  • Staci Ann Vikre
  • Staci Ann Streich
  • Staci Ann Streich

View on SEC IAPD

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