Ray Charles Croff

Current Employers

Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-06-05

TX RA
APPROVED

Since 2017-06-05

Branch Locations

Sunset, SC • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employment	Sanger	TX	02/1992	05/2017
Hall Etf Wealth Management System, Inc.	Carrollton	TX	03/2017	06/2017
Brookstone Capital Management	Wheaton	IL	06/2017	Present

02/1992 → 05/2017

Self Employment

Sanger, TX
03/2017 → 06/2017

Hall Etf Wealth Management System, Inc.

Carrollton, TX
06/2017 → Present

Brookstone Capital Management

Wheaton, IL

Previous Registrations

2017-04-04 → 2017-06-01

Hall Etf Wealth Managment System Inc

Denton, TX

Other Businesses

EARNS COMMISSIONS FROM INSURANCE COMPANIES FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. EXIT PLANNING FOR OWNERS ROUNDTABLES; WORKING WITH BUSINESS OWNERS TO PREPARE FOR EVENTUAL SALE & HELP CREATE VALUE IN THE BUSINESS; OWNER; NOT INVESTMENT RELATED; COMPENSATED VIA FEES AND COMMISSION MOBIUS - ADVISORS EDGE PORTAL; ADMINISTERING A PORTAL THAT HOSTS VIDEOS AND TOOLS THAT ADVISORS CAN USE IN THEIR PRACTICE FOR PROSPECTING AND EDUCATING CLIENTS; NOT INVESTMENT RELATED; COMPENSATED VIA SUBSCRIPTION FEES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-10-02

S63 Uniform Securities Agent State Law Examination

2004-10-02

View on SEC IAPD