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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-03-25
  • NH RA
    APPROVED
    Since 2017-03-25

Branch Locations

149 Water Street, Exeter, NH 03833 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Exeter NH 08/2004 03/2017
Metropolitan Life Insurance Company Exeter NH 08/2004 03/2017
Mass Mutual Life Insurance Company Exeter MA 07/2016 Present
Mml Investors Services, Llc Exeter NH 03/2017 Present
  • 08/2004 → 03/2017
    Metlife Securities Inc.
    Exeter, NH
  • 08/2004 → 03/2017
    Metropolitan Life Insurance Company
    Exeter, NH
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Exeter, MA
  • 03/2017 → Present
    Exeter, NH
Previous Registrations
  • 2014-05-13 → 2017-03-25
    Msi Financial Services, Inc.
    Exeter, NH
    Exeter, NH
    Exeter, NH
    Exeter, NH
    Exeter, NH
Other Businesses

Name: Ethan C Betts Inv rel: Y Add: 149 Water St Exeter NH 03042 Nature: Individual Life, Fixed Annuity, DI, & LTC Insurance Position: Sales Start date: 02/02/2016 No. HR/MO: 4 No. HR/MO during sec trading: 4

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-22
S63 Uniform Securities Agent State Law Examination 2004-10-18
  • S65 Uniform Investment Adviser Law Examination
    2014-04-22
  • S63 Uniform Securities Agent State Law Examination
    2004-10-18
Other Names
  • Ethan Belts

View on SEC IAPD

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