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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-05-05
  • TX RA
    APPROVED
    Since 2009-05-05

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Richardson, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Dallas TX 05/2009 Present
Previous Registrations
Other Businesses

1) The Foundation at Highland Park Presbyterian Church/Nature of Business: Evaluating grant requests received by the Foundation and helping determine how best to distribute funds overseen by the Foundation/Address: 3821 University Blvd, Dallas, Texas/ Start Date : 3/7/2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-17
S63 Uniform Securities Agent State Law Examination 2004-11-15
  • S66 Uniform Combined State Law Examination
    2007-04-17
  • S63 Uniform Securities Agent State Law Examination
    2004-11-15

View on SEC IAPD

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